| US Company Secretarial Operations Attorney | Macquarie Information not provided | USA-NY-New York City | 16 Oct 08 |
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The US Company Secretarial Division is in need of an Attorney in their New York office.
| Account Support Executive | Macquarie Information not provided | USA-NY-New York City | 16 Oct 08 |
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As a result of growth, we are currently seeking an account support executive in the New York office.
| Compliance Associate | Morgan Stanley not disclosed | USA-NY-New York City | 15 Oct 08 |
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See job description below
| AML Associate - ISG Division | Morgan Stanley not disclosed | USA-NY-New York City | 15 Oct 08 |
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See job description below
| GWM/Retail Compliance Associate | Morgan Stanley not disclosed | USA-NY-New York City | 15 Oct 08 |
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See job description below
| Director Structured products | Not Disclosed Salary and Bonus | USA-NY-New York City | 15 Oct 08 |
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Director of Structured products in Wealth management. Will look at internal issues from the business side.
| Senior Compliance Officer, Risk Assessment (R5225) | BarkerGilmore Base & Bonus | USA-NY-New York City | 15 Oct 08 |
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Our client, a Fortune 200 company, has exclusively engaged our firm to assist them in growing their senior sta...
| VP, Compliance Officer | BNP Paribas not disclosed | USA-NY-New York City | 15 Oct 08 |
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See job description below
| AVP Compliance Marketing and Advertising Review | Deutsche Bank competitive/ DOE | USA-NY-New York City | 15 Oct 08 |
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About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...
| Fixed Income Advisory Compliance Officer - AVP | Deutsche Bank competitive/ DOE | USA-NY-New York City | 14 Oct 08 |
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About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...
| Senior Compliance Officer, Policy & Training (R5224) | BarkerGilmore Base & Bonus | USA-NY-New York City | 14 Oct 08 |
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Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer fo...
| General Counsel-Hedge Fund | IJC Partners, LLC. Competitive | USA-NY-New York City | 14 Oct 08 |
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Multi-strategy fund seeking 5+ year attorney to advise growing business.
| Associate General Counsel | Moody's Investors Service Not Specified | USA-NY-New York City | 14 Oct 08 |
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Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and...
| Senior Manager - Life Sciences | Not Disclosed 170-210K base, 10-20% bonus, potential s... | USA-NY-New York City | 14 Oct 08 |
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Global Consulting leader seeks your combination Life Sciences industry experience and implementation experienc...
| Regional Branch Compliance Manager | Not Disclosed 85-100k plus bonus | USA-NY-New York City | 14 Oct 08 |
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Regional Branch Compliance Manager
| Vice President (VP) Compliance | Not Disclosed $110,000 - $150,000 | USA-NY-New York City | 13 Oct 08 |
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Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...
| Chief Compliance Officer | Not Disclosed 250,000 - 600,000 | USA-NY-New York City | 13 Oct 08 |
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Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 ye...
| Equities Trade Compliance Officer | Michael Page 100,000 - 150,000 | USA-NY-New York City | 13 Oct 08 |
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Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...
| Director of Compliance | Michael Page 180,000-300,000 | USA-NY-New York City | 13 Oct 08 |
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Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad b...
| Municipal Bonds - Compliance Officer | Not Disclosed $100,000 - $150,000 | USA-NY-New York City | 13 Oct 08 |
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Our client is a well respected international firm with a great presence in the US market. Currently the Head o...
| Sr. Bank Secrecy Act (BSA) Compliance Manager | Not Disclosed $80,000 - $135,000 | USA-NY-New York City | 13 Oct 08 |
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Our client is a major International Bank with a very stable presence in the current market. The Compliance gro...
| VP, Securities Lending Compliance Liasion | BNP Paribas not disclosed | USA-NY-New York City | 13 Oct 08 |
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See job description below
| Manager, US Compliance | JR Stadin, LLC 150,000 - 180,000 Base Salary Plus Bonus | USA-NY-New York City | 12 Oct 08 |
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A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will over...
| Associate Director Commodities Compliance | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 12 Oct 08 |
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Provide compliance support to US Commodities business that includes the trading of power and natural gas for f...
| Compliance Officer / New York | Integrated Management Resources 150K+ | USA-NY-New York City | 11 Oct 08 |
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Top Fund of Funds is looking for a mid- to senior-level Compliance Officer to be responsible for the managemen...
| Compliance and Testing - BSA / AML | Legend Global Search, Inc. $115K - $125K | USA-NY-New York City | 11 Oct 08 |
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BSA/AML Compliance / Auditing / Operations - Financial Service Organization
| Vice President - Compliance for US Banking | Legend Global Search, Inc. $165K + Bonus | USA-NY-New York City | 11 Oct 08 |
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VP - Compliance - Banking - Global Financial Services Company
| Regulatory Filing Group Officer | Legend Global Search, Inc. DOE | USA-NY-New York City | 11 Oct 08 |
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Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate
| SENIOR FINANCIAL REPORTING ACCOUNTANT | Not Disclosed $60,000 | USA-NY-New York City | 10 Oct 08 |
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Successful Law Firm seeks a Senior Financial Reporting Accountant in their New York City office.
| Compliance/Operations Professional | Not Disclosed Competitive | USA-NY-New York City | 08 Oct 08 |
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New York City based institutional investment management firm is seeking an organized and well-experienced mana...